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Hydroxy Compounds

Organic Chemistry Weightage: AS · Papers 1 and 2 (assumed in Paper 4) Topic 16
“Welcome! Alcohols are the hub of AS organic chemistry: they are made from alkenes, halogenoalkanes, carbonyl compounds and esters, and they turn into alkenes, halogenoalkanes, esters, aldehydes, ketones and acids. The class of alcohol (primary, secondary, tertiary) decides what oxidation gives. Learn each reaction as reagent plus conditions, and learn the tests that tell the classes apart.”
— SCORECHEM ACADEMIC TEAM

0. What Examiners Want

How marks are earned in Hydroxy Compounds
  • Reagents and conditions: steam and H3PO4; NaBH4 or LiAlH4; acidified K2Cr2O7 with distil or reflux; conc. H2SO4 for esterification and dehydration.
  • Equations: combustion, reaction with sodium, oxidation with [O], reduction with [H], dehydration and esterification, all balanced.
  • Classification and tests: primary, secondary or tertiary from the oxidation result, and the tri-iodomethane test for CH3CH(OH)–.
  • Explanations: hydrogen bonding (boiling point and solubility), acidity compared with water, why a tertiary alcohol is not oxidised.
  • Industry: ethanol by fermentation or by steam hydration, with the effect of pressure on the equilibrium and a bond-energy calculation for ΔH.

Where this topic appears. Recent AS papers have asked for: the mass of product from the oxidation of ethanol with acidified dichromate(VI) with a given percentage yield; the formula of the product when a complex alcohol is refluxed with excess acidified dichromate(VI); which of two isomeric alcohols gives a yellow precipitate with alkaline I2(aq), using Fehling's solution results to identify them; the conditions for oxidising propan-1-ol to propanoic acid; the effect of an Al2O3 catalyst on the dehydration of alcohols using the Boltzmann distribution; and the industrial hydration of ethene (a bond-energy ΔH calculation, and the effect of pressure on the equilibrium). Ester hydrolysis products also appear (Topic 18).

1. Naming, Classes, Hydrogen Bonding and Acidity

Alcohols contain the hydroxyl group, −OH, on an sp3 carbon. The general formula is CnH2n+1OH. They are named with the ending -ol and a number for the position of the OH group, counting from the end that gives the smaller number (propan-2-ol, not propan-1-ol for CH3CH(OH)CH3). Diols such as ethane-1,2-diol, HOCH2CH2OH, have two OH groups.

PRIMARY (1°)Diagram showing: PRIMARY (1°); CH3​CH2​CH2​–OH; propan-1-ol; C–OH carbon is attached to; ONE other carbon; with K2​Cr2​O7​/H+​:; aldehyde, then acid; SECONDARY (2°); CH3​CH(OH)CH3​; propan-2-ol; C–OH carbon is attached to; TWO other carbons; with… PRIMARY (1°) CH3​CH2​CH2​–OH propan-1-ol C–OH carbon is attached to ONE other carbon with K2​Cr2​O7​/H+​: aldehyde, then acid SECONDARY (2°) CH3​CH(OH)CH3​ propan-2-ol C–OH carbon is attached to TWO other carbons with K2​Cr2​O7​/H+​: ketone only TERTIARY (3°) (CH3​)3​C–OH 2-methylpropan-2-ol C–OH carbon is attached to THREE other carbons with K2​Cr2​O7​/H+​: NOT oxidised
Classify an alcohol by the number of carbon atoms attached to the carbon bearing the −OH group. The class decides what acidified dichromate(VI) does to it: primary alcohols give aldehydes then acids, secondary alcohols give ketones, tertiary alcohols do not react.

A diol can have OH groups of different classes: in propane-1,2-diol, HOCH2CH(OH)CH3, one is primary and one is secondary.

Hydrogen bonding. The O–H bond is very polar, so alcohol molecules hydrogen-bond to each other (between the δ+ H of one molecule and the lone pair on O of the next). This gives them higher boiling points than alkanes or halogenoalkanes of similar Mr, so even methanol is a liquid at room temperature. Alcohols can also hydrogen-bond to water, so the short-chain alcohols are miscible with water. As the hydrocarbon chain gets longer the non-polar part grows and disrupts the hydrogen bonding in water, so solubility falls (hexan-1-ol is only slightly soluble).

Acidity compared with water. In water, ethanol dissociates only to a very small extent:

C2H5OH ⇌ H+ + C2H5O−

Water dissociates much more: H2O ⇌ H+ + OH−. So ethanol is a weaker acid than water. The ethyl group donates electron density (positive inductive effect), which concentrates more negative charge on the oxygen of the ethoxide ion. This makes C2H5O− less stable than OH−, so it is more ready to take back H+ and the equilibrium lies further to the left.

WATERDiagram showing: WATER; H–OH ⇌ H+​ + OH−​; no alkyl group on O−​; charge is not intensified; OH−​ is more stable; so MORE dissociation; ETHANOL; C2​H5​–OH ⇌ H+​ + C2​H5​O−​; ethyl group donates electrons; (positive… WATER H–OH ⇌ H+​ + OH−​ no alkyl group on O−​ charge is not intensified OH−​ is more stable so MORE dissociation ETHANOL C2​H5​–OH ⇌ H+​ + C2​H5​O−​ ethyl group donates electrons (positive inductive effect) more charge on O−​, less stable so LESS dissociation Ethanol is a WEAKER acid than water: its equilibrium lies further to the left. More alkyl groups on the C–OH carbon means an even weaker acid (tertiary is weakest).
The conjugate base of an alcohol, RO−, has an electron-donating alkyl group that intensifies the negative charge on oxygen, so RO− is less stable than OH− and accepts H+ more readily. That is why alcohols are weaker acids than water and why they do not turn litmus red.
⚠️ Examiner Trap: Explain acidity through the conjugate base. Do not say ‘ethanol has no H+’. State that the alkyl group is electron-donating (positive inductive effect), which makes the alkoxide ion less stable (more charged oxygen) than the hydroxide ion, so ethanol dissociates less than water.

2. Making Alcohols

ROHDiagram showing: ROH; alcohol; alkene + steam; steam, H3​PO4​ catalyst; high T and P; alkene, cold KMnO4​; dilute, acidified, room T; gives a DIOL; halogenoalkane; NaOH(aq), heat under reflux; nucleophilic substitution; aldehyde or ketone; NaBH4​ or LiAlH4​; gives 1° or 2° alcohol ROH alcohol alkene + steam steam, H3​PO4​ catalyst high T and P alkene, cold KMnO4​ dilute, acidified, room T gives a DIOL halogenoalkane NaOH(aq), heat under reflux nucleophilic substitution aldehyde or ketone NaBH4​ or LiAlH4​ gives 1° or 2° alcohol carboxylic acid LiAlH4​ in dry ether gives a 1° alcohol ester dilute acid or alkali, reflux gives alcohol + acid or salt
Six ways to make an alcohol. Reduction (aldehyde, ketone, acid) uses [H] from NaBH4 or LiAlH4; NaBH4 will not reduce a carboxylic acid. Sugars can also be fermented to ethanol (see the ethanol diagram).

Ethanol in industry. Ethanol is made by fermenting sugars or by hydrating ethene.

FERMENTATIONDiagram showing: FERMENTATION; C6​H12​O6​ → 2C2​H5​OH + 2CO2​; raw material: sugar (renewable); yeast, warm (about 30°C), no air; slow batch process; dilute ethanol: distil to purify; HYDRATION OF ETHENE; C2​H4​ + H2​O ⇌ C2​H5​OH; raw material:… FERMENTATION C6​H12​O6​ → 2C2​H5​OH + 2CO2​ raw material: sugar (renewable) yeast, warm (about 30°C), no air slow batch process dilute ethanol: distil to purify HYDRATION OF ETHENE C2​H4​ + H2​O ⇌ C2​H5​OH raw material: ethene (crude oil) steam, H3​PO4​, high T and P fast continuous process pure ethanol: little purification Fermentation: renewable but slow and impure. Hydration: fast and pure but uses non-renewable crude oil.
Two industrial routes to ethanol. Hydration is an equilibrium, so the yield is raised by high pressure (fewer gas molecules on the right); high temperature is used for a fast rate. Both routes release CO2 when the ethanol is burned, but a biofuel's CO2 was absorbed by the growing crop.

Bond-energy calculation for hydration of ethene (Data Booklet values, kJ mol−1): bonds broken are one C=C (610) and two O–H in water (2 × 460 = 920), total 1530. Bonds made are one C–C (350), one C–H (410), one C–O (360) and one O–H (460), total 1580. ΔH = 1530 − 1580 = −50 kJ mol−1 (exothermic). There are two moles of gas on the left and one on the right, so by Le Chatelier's principle a higher pressure shifts the equilibrium to the right and increases the amount of ethanol.

⚠️ Examiner Trap: Match the reducing agent to the compound. NaBH4 and LiAlH4 reduce aldehydes and ketones; only LiAlH4 reduces a carboxylic acid. Reducing an aldehyde gives a primary alcohol, a ketone gives a secondary alcohol, and no reduction gives a tertiary alcohol. Use [H] in equations and balance the hydrogen.

3. Reactions of Alcohols

ethanolDiagram showing: ethanol; C2​H5​OH; combustion; O2​, ignite; → CO2​ + H2​O; sodium (O–H breaks); Na metal; → sodium ethoxide + H2​; substitution (C–O breaks); HX, PCl5​, PCl3​, SOCl2​; → halogenoalkane; dehydration (elimination); conc.… ethanol C2​H5​OH combustion O2​, ignite → CO2​ + H2​O sodium (O–H breaks) Na metal → sodium ethoxide + H2​ substitution (C–O breaks) HX, PCl5​, PCl3​, SOCl2​ → halogenoalkane dehydration (elimination) conc. H2​SO4​, 170°C or Al2​O3​ → ethene + H2​O esterification RCOOH, conc. H2​SO4​, reflux → ester + H2​O (reversible) oxidation K2​Cr2​O7​/H+​ (or KMnO4​/H+​) → ethanal, then ethanoic acid
Reactions of an alcohol. In the reaction with sodium and in esterification the O–H bond breaks; in substitution and dehydration the C–O bond breaks. Learn each as reagent + conditions → product.

Combustion. Alcohols burn completely to carbon dioxide and water: C2H5OH + 3O2 → 2CO2 + 3H2O; 2C3H7OH + 9O2 → 6CO2 + 8H2O; C4H9OH + 6O2 → 4CO2 + 5H2O. Ethanol burns with a clean, blue flame and is used as a biofuel, because the CO2 it releases was absorbed by the crop while it grew (a nearly carbon-neutral cycle, although fertilisers, harvesting and transport use fossil fuels).

Sodium. The O–H bond breaks: 2C2H5OH + 2Na → 2C2H5ONa + H2. Bubbles of hydrogen are seen and the sodium dissolves, leaving sodium ethoxide (a white solid if the excess ethanol evaporates). The reaction is slower than with water, and slower still with longer-chain alcohols.

Substitution to a halogenoalkane. The C–O bond breaks and −OH is replaced by −X:

Dehydration (elimination). Passing alcohol vapour over hot Al2O3 (or heating with concentrated H2SO4 or H3PO4 at about 170°C, or using hot pumice) removes water and forms an alkene: C2H5OH → C2H4 + H2O; CH3CH2CH2OH → CH3CH=CH2 + H2O. Butan-2-ol can lose water in two directions to give but-1-ene and but-2-ene (cis and trans). A catalyst such as Al2O3 provides an alternative pathway with a lower activation energy, so more molecules have at least the activation energy (on the Boltzmann distribution the same Ea marker is moved to the left, and the area to the right of it increases).

⚠️ Examiner Trap: Know which bond breaks. In the reaction with sodium and in esterification the O–H bond breaks. In substitution to a halogenoalkane and in dehydration the C–O bond breaks. Equations must be balanced, and the steamy fumes with PCl5 are HCl, not the halogenoalkane.

4. Oxidation of Alcohols

Primary and secondary alcohols are oxidised by warming with acidified potassium dichromate(VI), K2Cr2O7 with dilute H2SO4 (or with acidified KMnO4). The orange Cr2O72− is reduced to green Cr3+ (purple MnO4− to colourless Mn2+). In equations the oxidising agent is written as [O].

CH3​CH2​OHDiagram showing: CH3​CH2​OH; ethanol; PRIMARY; heat, DISTIL; [O]; CH3​CHO; ethanal; aldehyde; REFLUX, excess; [O]; CH3​COOH; ethanoic acid; carboxylic acid; CH3​CH(OH)CH3​ CH3​CH2​OH ethanol PRIMARY heat, DISTIL [O] CH3​CHO ethanal aldehyde REFLUX, excess [O] CH3​COOH ethanoic acid carboxylic acid CH3​CH(OH)CH3​ propan-2-ol SECONDARY heat (reflux) [O] CH3​COCH3​ propanone ketone no further oxidation (CH3​)3​COH 2-methylpropan-2-ol TERTIARY heat NO REACTION: mixture stays orange no H on the C–OH carbon to remove Oxidising agent: acidified K2​Cr2​O7​: orange (Cr2​O7​2−​) → green (Cr3+​) Acidified KMnO4​ also works: purple (MnO4​−​) → colourless (Mn2+​)
Distil the aldehyde out as it forms (it has a lower boiling point than the alcohol, as it cannot hydrogen-bond to itself) to stop at the aldehyde; reflux with excess oxidant to reach the carboxylic acid. A tertiary alcohol has no hydrogen on the carbon bearing −OH, so it resists oxidation.

Worked example (yield). 2.30 g of ethanol (Mr = 46.0) is oxidised and the ethanal (Mr = 44.0) is distilled off with a 60.0% yield. Moles of ethanol = 2.30 / 46.0 = 0.0500 mol; theoretical mass of ethanal = 0.0500 × 44.0 = 2.20 g; actual mass = 2.20 × 0.600 = 1.32 g. If the question says the mixture was refluxed with excess oxidant, the product is ethanoic acid (Mr = 60.0), so read the conditions before choosing the product.

⚠️ Examiner Trap: The conditions choose the product. ‘Heat and distil’ means the aldehyde; ‘heat under reflux with excess oxidant’ means the carboxylic acid. In questions about a large molecule, oxidise every primary OH to COOH and every secondary OH to C=O under reflux with excess dichromate; a tertiary OH is unchanged.

5. Esterification

An alcohol and a carboxylic acid react, heated under reflux with a few drops of concentrated H2SO4 catalyst, to form an ester and water. The reaction is a condensation reaction and is reversible, so an equilibrium mixture is formed.

carboxylic acidDiagram showing: carboxylic acid; CH3​COOH; ethanoic acid; +; alcohol; CH3​CH2​OH; ethanol; conc. H2​SO4​; ⇌; heat, reflux; ester + water; CH3​COOCH2​CH3​ + H2​O; ethyl ethanoate; Reading an ester name: the alcohol gives the first word, the acid gives the second. carboxylic acid CH3​COOH ethanoic acid + alcohol CH3​CH2​OH ethanol conc. H2​SO4​ ⇌ heat, reflux ester + water CH3​COOCH2​CH3​ + H2​O ethyl ethanoate Reading an ester name: the alcohol gives the first word, the acid gives the second. RCOOR′ from the ACID: -oate (ethanoic acid → ethanoate) ethyl ethanoate from the ALCOHOL: alkyl (ethanol → ethyl) ethanol + propanoic acid → ethyl propanoate (not propyl ethanoate) Condensation reaction: water is lost. Reversible, so an equilibrium mixture forms. Concentrated H2​SO4​ is the catalyst. Heat under reflux. Esters smell sweet and fruity. Raise the yield: use an excess of one reactant, or distil the ester off as it forms.
Esterification: a carboxylic acid and an alcohol, heated under reflux with concentrated H2SO4, form an ester and water in a reversible reaction. In the name, the part from the alcohol (alkyl) comes first and the part from the acid (-oate) comes second.

CH3COOH + C2H5OH ⇌ CH3COOC2H5 + H2O. The ester name has two parts: the first (alkyl) comes from the alcohol and the second (-oate) from the acid. So ethanol with propanoic acid gives ethyl propanoate, CH3CH2COOC2H5, and not propyl ethanoate. Other examples: butan-1-ol + ethanoic acid gives butyl ethanoate; ethanol + hexanoic acid gives ethyl hexanoate; pentan-1-ol + methanoic acid gives pentyl methanoate. Esters smell sweet and fruity (flavourings, perfumes, solvents).

⚠️ Examiner Trap: Do not reverse the ester name. Alcohol first (ethyl), acid second (propanoate). When you write the structural formula, the alcohol's alkyl group is attached to the single-bonded oxygen: CH3CH2COO–C2H5. State the catalyst (conc. H2SO4), the conditions (reflux) and that the reaction is reversible.

6. The Tri-iodomethane Test

Warm the compound with alkaline aqueous iodine (I2 and NaOH). A pale yellow precipitate of tri-iodomethane, CHI3, with an antiseptic smell, shows that the compound contains the group CH3CH(OH)– (or CH3CO–).

TEST: warm with alkaline aqueous iodine (I2​ + NaOH)Diagram showing: TEST: warm with alkaline aqueous iodine (I2​ + NaOH); → yellow precipitate of CHI3​ (tri-iodomethane) and an antiseptic smell; POSITIVE: contains CH3​CH(OH)–; ethanol, CH3​CH2​OH (the only 1°); propan-2-ol, CH3​CH(OH)CH3​; butan-2-ol; pentan-2-ol;… TEST: warm with alkaline aqueous iodine (I2​ + NaOH) → yellow precipitate of CHI3​ (tri-iodomethane) and an antiseptic smell POSITIVE: contains CH3​CH(OH)– ethanol, CH3​CH2​OH (the only 1°) propan-2-ol, CH3​CH(OH)CH3​ butan-2-ol pentan-2-ol NEGATIVE: no CH3​CH(OH)– group methanol, propan-1-ol, butan-1-ol 2-methylpropan-1-ol 2-methylpropan-2-ol (tertiary) pentan-3-ol (OH between two C2​H5​) Ethanal and methyl ketones (CH3​CO–) also give a yellow precipitate (Topic 17).
The tri-iodomethane (iodoform) test detects the CH3CH(OH)– group: the alcohol is first oxidised to CH3CO– by the iodine, which then reacts. Example: CH3CH(OH)CH3 + 4I2 + 6NaOH → CHI3 + CH3COONa + 5NaI + 5H2O.

The alcohol is first oxidised by the iodine to the carbonyl compound, which then reacts. For ethanol: CH3CH2OH + 4I2 + 6NaOH → CHI3 + HCOONa + 5NaI + 5H2O. For propan-2-ol: CH3CH(OH)CH3 + 4I2 + 6NaOH → CHI3 + CH3COONa + 5NaI + 5H2O. Positive: ethanol, propan-2-ol, butan-2-ol, pentan-2-ol. Negative: methanol, propan-1-ol, butan-1-ol, 2-methylpropan-1-ol, 2-methylpropan-2-ol and pentan-3-ol.

⚠️ Examiner Trap: Look for the methyl carbinol group. The alcohol must have a methyl group and an H on the same carbon as the OH. Ethanol is the only primary alcohol that passes; the OH must not be at the end of a longer chain. Tertiary alcohols never give the test.

7. Distinguishing Alcohols

Test Primary Secondary Tertiary
warm with acidified K2Cr2O7 orange to green orange to green stays orange
product on distillation / reflux aldehyde / carboxylic acid ketone none
Fehling's or Tollens' on the product aldehyde gives a red precipitate or a silver mirror ketone gives no change no product
alkaline I2(aq) positive only for ethanol positive if CH3CH(OH)– negative
PCl5 (any alcohol) steamy HCl steamy HCl steamy HCl

Worked identification. An alcohol J, C4H10O, is warmed with acidified K2Cr2O7 and the mixture turns green. The product gives no red precipitate with Fehling's solution. The green colour shows J is primary or secondary, and the negative Fehling's result shows the product is not an aldehyde, so it is a ketone and J is secondary. The only secondary alcohol C4H9OH is butan-2-ol, which contains CH3CH(OH)–, so J would also give a yellow precipitate with alkaline iodine. The primary butanols never do.

8. Quick Sheet and Checklist

Topic Key point
Classes by carbons attached to the C–OH carbon: 1°, 2°, 3°
Hydrogen bonding high boiling point; short-chain alcohols miscible with water
Acidity weaker acid than water: electron-donating alkyl group destabilises RO−
Hydration steam, H3PO4, high T and P; ΔH = −50 kJ mol−1
Reduction NaBH4 or LiAlH4: aldehyde to 1°, ketone to 2°; acid needs LiAlH4
Sodium alkoxide + H2 (O–H breaks)
PCl5 steamy HCl: test for −OH
Dehydration conc. H2SO4, 170°C or Al2O3: alkene
Oxidation 1°: aldehyde (distil) then acid (reflux); 2°: ketone; 3°: none
Esterification acid + alcohol, conc. H2SO4, reflux, reversible: alkyl + -oate
Iodoform yellow CHI3 shows CH3CH(OH)–

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